Securities Regulation

Securities Regulation PDF

Author: Thomas Lee Hazen

Publisher: West Academic Publishing

Published: 2010-01-05

Total Pages: 1090

ISBN-13:

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This abridged version of the text is ideal for instructors who do not require the comprehensive treatment in the standard edition. The abridged version contains sufficient materials for most introductory securities regulation classes. The standard edition contains the latest Securities and Exchange Commission rulemaking, including its new executive compensation disclosures, which are not available in many statutory supplements. The text is comprehensive and is presented in a readable format, with many user-friendly features, including single- rather than double-column format and an index that makes the material more accessible than in many other statutory supplements.

Securities Regulation

Securities Regulation PDF

Author: Thomas Lee Hazen

Publisher: West Academic Publishing

Published: 2006-11-30

Total Pages: 900

ISBN-13: 9780314177032

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An abridged version of Hazen's Selected Statutes for instructors who do not require the comprehensive treatment in the standard edition. The abridged version contains sufficient materials from most introductory securities regulation classes. The standard edition of Hazen's 2007 Securities Regulation Selected Statutes contains the latest SEC rulemaking including its new executive compensation disclosures that are not available in most other statutory supplements. Hazen's Selected Statutes is comprehensive and presented in readable format and the index make the material more accessible than in other statutory supplements. It includes new rules and forms adopted through September 15, 2006. While containing all of the statutes and rules needed for both basic and advanced courses in securities regulation, Hazen's Selected Statutes has more user-friendly features than the competition, including single rather than double column format. Also, unlike other statutory supplements on the subject, Hazen's Selected Statutes contains a helpful index to make it easier for students to locate statutes and rules.

Securities Regulation

Securities Regulation PDF

Author: James D. Cox

Publisher: Wolters Kluwer

Published: 2021-07-21

Total Pages: 0

ISBN-13: 9781543847246

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Securities Regulation: Selected Statutes, Rules, and Forms, 2021 Edition

Securities Regulation

Securities Regulation PDF

Author: James D. Cox

Publisher: Aspen Publishers

Published: 2008-07-16

Total Pages: 0

ISBN-13: 9780735571884

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To ensure that you have the most up-to-date and complete materials for yourSecurities Regulation class, be sure to use this 2008 Case Supplement.Table of Cases:Italics indicate principal cases.American Federation of State, County & Municipal Employees v. AmericanInternational Group, Inc. Berckeley Investment Group, Ltd. v.ColkittChamber of Commerce v. SECCredit Suisse Sec. (USA) LLC v. Glen BillingsDolphin and Bradbury v. SEC Feder v. FrostFinancial Planning Association v. SECGFL Advantage Fund, Ltd. v. ColkittGoldstein v. SECMakor Issues & Rights Ltd. v. Tellabs, Inc. (7th Cir.) Merrill Lynch, Pierce, Fenner & Smith, Inc. v.Dabit Oscar Private Equity Investments v.Allegiance Telecom, Inc. Overton v. Todman & Co.Securities and Exchange Commission v. Kern Securities and Exchange Commission v.RocklageSecurities and Exchange Commission v. DorozhkoStoneridge Inv. Partners, LLC, Petitioner v. Scientific-Atlanta, Inc. Tellabs, Inc. v. Makor Issues & Rights, Ltd. United States v. BrownUnited States v. EbbersUnited States v. SimonYung v. Lee

Securities Regulation

Securities Regulation PDF

Author: James D. Cox

Publisher: Aspen Publishing

Published: 2017-07-07

Total Pages: 1158

ISBN-13: 145488245X

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Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement

Securities Regulation

Securities Regulation PDF

Author:

Publisher: Aspen Publishing

Published: 2022-08-25

Total Pages: 1196

ISBN-13: 1543858791

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Designed specifically for the securities regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for securities regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials. New to the 2022 Edition: Securities Exchange Act of 1934, Section 21: Investigations; Injunctions and Prosecution of Offenses, updated to authorize the Securities Exchange Commission (SEC) to seek disgorgement of unjust enrichment received as the result of certain violations of the Act, rules and regulations thereunder, and SEC cease-and-desist orders. Schedule 14A, Information Required in Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934, updated to require the use of universal proxy cards in contested elections that include all director nominees up for election at shareholder meetings, as well as to modernize filing fee disclosures and payment methods. Latest updates to statutes, rules, regulations, and forms.

Securities Regulation, Selected Statues, Rules and Forms, 2013

Securities Regulation, Selected Statues, Rules and Forms, 2013 PDF

Author: Thomas Lee Hazen

Publisher: West Academic Publishing

Published: 2012-11-29

Total Pages: 0

ISBN-13: 9780314275035

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Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through October 2012.

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