Securities Regulation
Author: Thomas Lee Hazen
Publisher:
Published: 2007
Total Pages: 1972
ISBN-13: 9780314168337
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Securities Regulation
Author: James D. Cox
Publisher: Aspen Publishing
Published: 2017-07-07
Total Pages: 1158
ISBN-13: 145488245X
DOWNLOAD EBOOK →Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement
Securities Regulation
Author: Thomas Lee Hazen
Publisher: West Academic Publishing
Published: 2006-11-30
Total Pages: 900
ISBN-13: 9780314177032
DOWNLOAD EBOOK →An abridged version of Hazen's Selected Statutes for instructors who do not require the comprehensive treatment in the standard edition. The abridged version contains sufficient materials from most introductory securities regulation classes. The standard edition of Hazen's 2007 Securities Regulation Selected Statutes contains the latest SEC rulemaking including its new executive compensation disclosures that are not available in most other statutory supplements. Hazen's Selected Statutes is comprehensive and presented in readable format and the index make the material more accessible than in other statutory supplements. It includes new rules and forms adopted through September 15, 2006. While containing all of the statutes and rules needed for both basic and advanced courses in securities regulation, Hazen's Selected Statutes has more user-friendly features than the competition, including single rather than double column format. Also, unlike other statutory supplements on the subject, Hazen's Selected Statutes contains a helpful index to make it easier for students to locate statutes and rules.
Securities Regulation
Author: James D. Cox
Publisher: Wolters Kluwer
Published: 2021-07-21
Total Pages: 0
ISBN-13: 9781543847246
DOWNLOAD EBOOK →Securities Regulation: Selected Statutes, Rules, and Forms, 2021 Edition
Securities Regulation
Author: Thomas Lee Hazen
Publisher:
Published:
Total Pages: 1913
ISBN-13: 9780314161826
DOWNLOAD EBOOK →Securities Regulation
Author: Cox
Publisher: Aspen Publishers
Published: 2013-07
Total Pages: 0
ISBN-13: 9781454827870
DOWNLOAD EBOOK →Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed -- in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Sixth Edition. The 2009 Edition features: The Securities Exchange Act Rules: Rules and Forms Rule 10b-21, naked short sales Rule 12h-6, deregistration of foreign issuers Rule 14a-16, Internet Availability of Proxy Materials Rule 14a-17, internet shareholder forums Section 15A(14), the military sales clause Section 15E, regarding credit rating agencies Rule 17g-1 through 17g-6, new credit rating agency regulations SEC amendment to Rule 146(b)(2), adding new subsection (v) referencing "The Nasdaq Capital Market" The Investment Advisers Act Section 206(4)-8, hedge fund antifraud rule Regulations S-K, S-X, M, SHO, M-A, AC, FD, and G Securities Act of 1933 Rules and Forms SEC Rule 151a, defining the terms "annuity contract" and "optional annuity contract" Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys) Staff Accounting Bulletins Sarbanes-Oxley Act 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules
Securities Regulation, Selected Statues, Rules and Forms, 2013
Author: Thomas Lee Hazen
Publisher: West Academic Publishing
Published: 2012-11-29
Total Pages: 0
ISBN-13: 9780314275035
DOWNLOAD EBOOK →Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through October 2012.
Securities Regulation
Author:
Publisher: Aspen Publishing
Published: 2022-08-25
Total Pages: 1196
ISBN-13: 1543858791
DOWNLOAD EBOOK →Designed specifically for the securities regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for securities regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials. New to the 2022 Edition: Securities Exchange Act of 1934, Section 21: Investigations; Injunctions and Prosecution of Offenses, updated to authorize the Securities Exchange Commission (SEC) to seek disgorgement of unjust enrichment received as the result of certain violations of the Act, rules and regulations thereunder, and SEC cease-and-desist orders. Schedule 14A, Information Required in Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934, updated to require the use of universal proxy cards in contested elections that include all director nominees up for election at shareholder meetings, as well as to modernize filing fee disclosures and payment methods. Latest updates to statutes, rules, regulations, and forms.
Securities Regulation
Author: James D. Cox
Publisher: Aspen Publishers
Published: 2019-07-22
Total Pages: 0
ISBN-13: 9781543812756
DOWNLOAD EBOOK →Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019). New to the 2019 Edition: New Rule 15l-1 Regulation Best Interest has been added Thoroughly updated to reflect numerous changes made by the SEC to modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies facilitate the disclosure of information to investors simplify compliance without significantly altering the total mix of information provided to investors.
Federal Securities Laws
Author: Jr Coffee
Publisher: Foundation Press
Published: 2007-07
Total Pages: 2292
ISBN-13: 9781599412719
DOWNLOAD EBOOK →This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. The 2007 Edition follows the format of earlier years and contains updates through March 1, 2007, including the SEC's new Executive Compensation and Internet Proxy Rules.
