Research Handbook on Securities Regulation in the United States

Research Handbook on Securities Regulation in the United States PDF

Author: Jerry W. Markham

Publisher: Edward Elgar Publishing

Published: 2014-07-31

Total Pages: 563

ISBN-13: 1782540075

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This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statute

Securities Regulation

Securities Regulation PDF

Author: Thomas Lee Hazen

Publisher: American Bar Association

Published: 2011

Total Pages: 0

ISBN-13: 9781616320973

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The book is designed to provide an understanding of the federal securities laws; emphasizing those areas of the law that are likely to be confronted in a general or corporate practice, while giving some coverage to market regulation, broker-dealers, and the regulation of investment companies and investment advisers.

International Securities Law Handbook

International Securities Law Handbook PDF

Author: Marcus Best

Publisher:

Published: 2010

Total Pages: 0

ISBN-13: 9789041132345

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Numerous changes, large and small, in securities laws and regulations in many jurisdictions necessitate periodic new editions of this unique and much relied upon source of information for global investors. In this, the third edition, the objective

The Law of Securities Regulation

The Law of Securities Regulation PDF

Author: Thomas Lee Hazen

Publisher: West Group Publishing

Published: 2002

Total Pages: 1194

ISBN-13:

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"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.

Handbook on Securities Laws

Handbook on Securities Laws PDF

Author: Gaurav Pingle

Publisher: Bloomsbury Publishing

Published: 2021-06-10

Total Pages: 644

ISBN-13: 9354351158

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About the Book 'Securities Law' is not independent topic in itself and to understand the subject, the student or professional should be aware of some basic and important corporate law concepts e.g. company, types of companies (private company / public company), members /shareholders, shares, debentures, voting rights, listing of shares, prospectus, stock exchange, rights and obligations of shareholders and directors, etc. Handbook on Securities Laws cover these concepts in detail along with discussion on every section/clause of some important legislations like SEBI Act, 1992, Depositories Act, 1996 and Securities (Contract) Regulation Act, 1956. Wherever necessary, reference to the relevant provisions of the Companies Act and Rules, Rules and Regulations made under respective Acts and also SEBI's Annual Report has been given. Some of the key points and issues like powers of SEBI, penalty and adjudication under SEBI Act, UPSI and its materiality, etc. are discussed in the light of latest judgments of the Court or Tribunals.