Responsibilities Of Corporate Officers And Directodirectors Under Federal Securities Law 2003-2004
Author: James Hamilton
Publisher:
Published: 2003-10
Total Pages: 425
ISBN-13: 9780808010692
DOWNLOAD EBOOK →Author: James Hamilton
Publisher:
Published: 2003-10
Total Pages: 425
ISBN-13: 9780808010692
DOWNLOAD EBOOK →Author: James Hamilton
Publisher:
Published: 1999
Total Pages: 260
ISBN-13: 9780808003878
DOWNLOAD EBOOK →Author: N. Peter Rasmussen
Publisher: Aspen Publishers
Published: 2010
Total Pages: 0
ISBN-13: 9780808025740
DOWNLOAD EBOOK →Responsibilities of Corporate Officers and Directors under FederalSecurities Law alerts board members and management to their personalduties and liabilities under the federal securities laws. From the vast bodyof federal laws, rules, administrative interpretations, and court decisionsdealing with securities offerings and transactions, those of particularinterest to corporate officers and directors as individuals are discussedhere. The materials focus on the Securities Act of 1933 and theSecurities Exchange Act of 1934, as well as pertinent provisions of theInvestment Company Act of 1940.The 2010 -2011 Edition includes new discussion of the following:Dodd-Frank Wall Street Reform and Consumer Protection ActShareholder access to proxiesSEC enforcementRecent case law on fraud liabilityProxy disclosure concerning Chairman-CEO role, hedging arrangements,compensation consultants
Author: James Hamilton
Publisher: Aspen Publishers
Published: 2012-10-01
Total Pages: 400
ISBN-13: 9780808033370
DOWNLOAD EBOOK →Responsibilities of Corporate Officers and Directors under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as pertinent provisions of the Investment Company Act of 1940. The 2010 -2011 Edition includes new discussion of the following: Dodd-Frank Wall Street Reform and Consumer Protection Act Shareholder access to proxies SEC enforcement Recent case law on fraud liability Proxy disclosure concerning Chairman-CEO role, hedging arrangements, compensation consultants
Author: Wolters Kluwer Staff
Publisher: CCH Incorporated
Published: 2016-11-23
Total Pages: 0
ISBN-13: 9781454875130
DOWNLOAD EBOOK →Author: James Hamilton
Publisher: CCH Incorporated
Published: 1998-09
Total Pages: 260
ISBN-13: 9780808002857
DOWNLOAD EBOOK →Author: Doreen Meinck
Publisher: CCH Incorporated
Published: 2015-11-20
Total Pages: 0
ISBN-13: 9780808042419
DOWNLOAD EBOOK →Responsibilities of Corporate Officers and Directors Under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here.
Author: CCH Incorporated
Publisher: CCH Incorporated
Published: 2004-11
Total Pages: 400
ISBN-13: 9780808012313
DOWNLOAD EBOOK →This book alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, pertinent provisions of the Investment Company Act of 1940, and the Sarbanes-Oxley Act of 2002. In particular, it focuses on the act's provisions relating to: corporate governance - audit committee duties - fraud penalties - audit committee duties - fraud penalties. Section 16(a) reporting of insider transactions - SEC enforcement powers - officer certification of company reports - internal control over financial reporting, the role and composition of audit committees, auditor independence, and enhanced MD&A disclosure.