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Why an Exempt Offering Or a Hybrid Offering?
Exempt Offerings
Author: Douglas Slain
Publisher: CreateSpace
Published: 2015-04-14
Total Pages: 58
ISBN-13: 9781511722865
DOWNLOAD EBOOK →Chapter One: First things first Chapter Two: Rule 506 and General Solicitation Chapter Three: What is a Private Placement? Chapter Four: Direct Private Offerings Using Rule 504/SCOR Chapter Five: Partnerships Chapter Six: EB-5 Visa Programs Chapter Seven: Regulation A Questions and Answers Chapter Eight: Private Placement Memorandum Chapter Nine: Regulation D's Three Exemptions Chapter Ten: Going Public with Private Offerings Chapter Eleven: Is a REIT for You? Chapter Twelve: SCOR/West states Chapter Thirteen: Regulation S Chapter Fourteen: S Corporation or C Corporation or LLC? Chapter Fifteen: Pitch Decks Chapter Sixteen: Rule 506(c Chapter Seventeen: The Problem Appendix: Model letter to use to verify investors as accredited
Securities Offerings 22
Corporate Finance and the Securities Laws
Author: Charles J. Johnson
Publisher:
Published: 2004
Total Pages: 1154
ISBN-13:
DOWNLOAD EBOOK →The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
Resales of Restricted Securities
Model Rules of Professional Conduct
Author: American Bar Association. House of Delegates
Publisher: American Bar Association
Published: 2007
Total Pages: 216
ISBN-13: 9781590318737
DOWNLOAD EBOOK →The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
U.S. Regulation of the International Securities and Derivatives Markets
Author:
Publisher: Aspen Law & Business Publishers
Published: 2002
Total Pages: 254
ISBN-13:
DOWNLOAD EBOOK →Corporate Finance and the Securities Laws, 6th Edition
Author: Johnson, McLaughlin, and Haueter
Publisher: Wolters Kluwer
Published: 2019-12-10
Total Pages: 1708
ISBN-13: 1543817416
DOWNLOAD EBOOK →Corporate Finance and the Securities Laws has been winning over practitioners with its clear "how to do it" approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Sixth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the "go to" resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives
Corporate Finance and the Securities Laws
Author: Charles J. Johnson (Jr.)
Publisher: Wolters Kluwer Law & Business
Published:
Total Pages: 1728
ISBN-13: 1543881807
DOWNLOAD EBOOK →