A Practitioner's Guide to Sec Regulation Outside the United States
Author: Mark Berman
Publisher:
Published: 2000
Total Pages: 315
ISBN-13: 9781898830368
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A Practitioner's Guide to SEC Regulation for Companies Outside the United States
Author: Mark Berman
Publisher:
Published: 1998-01-01
Total Pages: 250
ISBN-13: 9781898830283
DOWNLOAD EBOOK →SEC Regulation Outside the United States
Author: Mark Berman
Publisher:
Published: 2005
Total Pages: 733
ISBN-13: 9781904339540
DOWNLOAD EBOOK →Now in its fifth extended edition, SEC Regulation Outside the United States is the definitive guide to how the US federal securities laws and the rules and regulations of the SEC apply outside the United States. It is the only publication of its kind in the world.
Sec Regulation Outside the Us
Author: Mark Berman
Publisher:
Published:
Total Pages:
ISBN-13: 9781405701143
DOWNLOAD EBOOK →SEC Regulation Outside the United States is the definitive guide to the US federal securities laws and the application of the rules and regulations of the SEC outside the United States. The only publication of its kind, it examines the US legal and regulatory framework and provides comprehensive guidance to non-US companies, US subsidiary companies and their advisers on compliance with US securities laws and SEC regulation. This well-established publication brings together distinguished contributors to review all the recent developments in SEC regulation and enforcement. This edition takes account of increased regulation and scrutiny resulting from various corporate scandals and will have a heightened focus on money laundering and market timing. The Sarbanes-Oxley Act and the USA PATRIOT Act of 2001 both impose a number of far-reaching corporate governance and legislative requirements that directly affect non-US companies. Written by leading industry practitioners and edited by an Mark Berman, who has held legal positions at both the SEC and the LSE, this book examines the US legislative and regulatory regime and provides comprehensive guidance to non-US companies and persons on SE
Investment Adviser Regulation
Author: Clifford E. Kirsch
Publisher:
Published: 2006
Total Pages: 0
ISBN-13: 9781402407710
DOWNLOAD EBOOK →Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules currently governing investment advisers while ensuring you keep pace with the tougher rules to come. This straightforward, easy-to-read compliance resource shows you how to file and update the pivotal Form ADV and draft compliant advisory contracts.
Securities Litigation
Author: Jonathan C. Dickey
Publisher: Practising Law Institute
Published: 2006
Total Pages: 0
ISBN-13: 9781402408175
DOWNLOAD EBOOK →Securities Litigation: A Practitioner's Guide can help companies cope effectively with this major challenge, by providing you with the guidance you need to help your clients get the competitive edge in securities class actions.
The Securities Law of Public Finance
Model Rules of Professional Conduct
Author: American Bar Association. House of Delegates
Publisher: American Bar Association
Published: 2007
Total Pages: 216
ISBN-13: 9781590318737
DOWNLOAD EBOOK →The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
U.S. Regulation of the International Securities and Derivatives Markets
Author:
Publisher: Aspen Law & Business Publishers
Published: 2002
Total Pages: 254
ISBN-13:
DOWNLOAD EBOOK →Insider Trading:The Laws of Europe, the United States and Japan
Author: Emmanuel Gaillard
Publisher: Springer
Published: 1992-02-10
Total Pages: 494
ISBN-13:
DOWNLOAD EBOOK →Regulation of insider trading has changed dramatically in the past few years. In reaction to highly publicized insider trading scandals and the internationalization of securities markets, all European countries have recently either strengthened their existing rules (France and the United Kingdom) or implemented new rules (Denmark, Greece, The Netherlands, Belgium, Ireland, Spain, Portugal, Luxembourg, and Italy). The United States continues to refine its insider trading regulations, and Japan has recently enacted legislation in this field. As a result of the increasingly international nature of insider trading, supervisory authorities throughout the world now closely coordinate their efforts. Drawing from the experience of law professors, governmental officials and practising lawyers, this book explores the regulations of eighteen countries in Europe, the United States and Japan, as well as the EC Directive Coordinating Regulations on Insider Dealing, and the Council of Europe's Convention on Insider Trading. This book is an indispensable tool for practising lawyers, legislators, academics, and international business and finance professionals. Combining legal doctrine and practical information, it analyzes, for each legal system, how insider trading is defined and controlled. Further, it addresses other stock-related infractions and international law issues such as jurisdiction and international cooperation.
